CODE COMMITTEE FOR FINANCIAL ADVISERS

News

30 July
New Code of Professional Conduct recommended -
read more here

7 July
Invitation from Chairman of Code Committee to Potential QFEs -
read more here (PDF 69KB)

6 July
Code Committee's response to major points raised on first draft of code of professional conduct for authorised financial advisers -
read more (PDF 235KB)

Current Consultation

The Code Committee is currently working on the draft Code in light of the submissions and thanks all submitters and attendees at the information meetings for their participation.